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The securities business is a people-oriented service business. At Sutter, we believe our most important resource is our staff of professionals who have personally served scores of governmental, corporate and individual clients and investors over the past four decades.

Three of Sutter's senior public finance banking professionals, Frank Soriano, Ash Wood and Dennis Ciocca, have more than 90 years of combined experience in public finance. Two were senior officers at PaineWebber (and its predecessor firms) before co-founding Sutter, and one was a senior officer at Donaldson, Lufkin & Jenrette. The firm's senior corporate finance professionals, Robert A. Muh, Gilbert E. Matthews,  Ray Aronson,  Dave Pacini, and Fredric Selinger, have more than 150 years of combined experience as investment bankers. Sutter's principals have been directly responsible for the combined origination of more than $15 billion of fixed-income and equity issues during their careers. Joseph M. DuCote oversees the firm's trading and sales effort. Joe has more than 30 years of fixed income experience, provides the insight and innovation required to successfully complete transactions advantageous to the firm's clients in today's highly competitive financial environment. Gilbert Matthews, the head of the firm’s litigation support practice, has over 40 years of industry experience and has had responsibility for over 1000 fairness opinions. Ray Aronson has over 30 years of experience and is one of the industry's most experienced professionals in all phases of securities processing, clearing, and regulatory requirements.  Robert Muh has been the advisor to the debtor in possession or the creditors in numerous bankruptcy cases and he has extensive experience in all phases of mergers, public offerings, and private placements.

The senior members of our sales staff average 35 years in the securities business and have a well-established network of domestic and international clients. Below is a link to our staff directory - please click on the linked names to read biographies highlighting the depth of our staff.


  • Ray Aronson
  • Senior Managing Director

    (212) 877-9781

  • Andrew G. Ciocca

  • Vice President

    (415) 352-6302

  • Dennis Ciocca*
  • Senior Managing Director

    (415) 352-6355

  • Joseph M. DuCote
  • *

    Senior Managing Director and
    Chairman of the Executive Committee

    (415) 352-6388

  • Brooks Horace

  • Managing Director

    (415) 352-6382
  • Mike Jacks

  • Managing Director

    (415) 352-6318

  • H. David Kavrell
  • Managing Director

    (415) 352-6352

  • Gilbert E. Matthews
  • *

    Senior Managing Director and
    Chairman of the Board

    (415) 352-6336

  • Ryan McCarthy

  • Sales Assistant

    (415) 352-6305

  • Nicholas Moore
  • Operations Manager

    (415) 352-6312

  • Berit Muh
  • Chief Financial Officer

    (415) 352-6340

  • Robert A. Muh
  • *

    Chief Executive Officer

    (415) 352-6310

  • David J. Pacini

  • Managing Director

    (415) 352-6317

  • Ronald M. Parker
  • Managing Director

    (415) 352-6363

  • Spencer J. Parker

  • Fixed Income Assistant

    (415) 352-6306

  • Beth Renge

  • Managing Director

    (415) 352-6353

  • Fredric Selinger
  • Senior Managing Director

    (415) 352-6360

     

  • David Smith
  • Vice President

    (415) 352-6303

     

  • Frank J. Soriano
  • *

    President

    (415) 352-6349

  • Jason Tripp

  • Assistant Compliance Officer

    (415) 352-6381

  • Diana Victoria
  • Reception

    (415) 352-6301

  • Ashford D. Wood
  • *

    Senior Managing Director

    (415) 352-6350

  • Gerald J. Yoachum
  • Managing Director

    (415) 352-6358



    *Board of Directors

    Sutter Securities Incorporated · 2005 · All rights reserved


    Sutter Securities Incorporated
    220 Montgomery Street, Suite 1700
    San Francisco, CA 94104
    415.352.6300 · 415.352.6333 (Fax)
    inquiry@suttersf.com